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The COMPLY Podcast showcases trailblazers in the financial services and compliance space. Each episode dives deep into the challenges, triumphs, and innovations of executives at top banks, fintechs, and enterprise organizations.
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Office of the Comptroller of the Currency
November 2, 2026
OCC Releases CRA Performance Evaluations for 19 National Banks and Federal Savings Associations
The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of October 1, 2026, through October 31, 2026.
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Federal Trade Commission
November 2, 2026
FTC, Washington Take Action Against Payment Processor for Deceiving Small Businesses About Costs and Cancellation Terms
Riverside Payments falsely promised to save small businesses money on payment-processing services but failed to disclose fees and auto-renewing contracts, complaint alleges
Payment processor Riverside Payments Inc., its affiliate Cascade Equipment Leasing LLC and their operators will pay $600,000 to resolve Federal Trade Commission and Washington state allegations that the firms deceived small businesses by falsely promising to save them money on payment processing services and making it nearly impossible to cancel despite offering “risk-free” cancellation.
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Office of the Comptroller of the Currency
October 29, 2026
OCC Raises Concerns with California's Climate Disclosure Laws
The Office of the Comptroller of the Currency (OCC) today submitted a letter to the California Air Resource Board (CARB) addressing the serious legal and policy concerns raised by two California climate disclosure laws.




